INDIVIDUALIZED PORTFOLIO DESIGN:
Each portfolio is planned individually around the client’s objectives. All stock and bond investments are traded on the major exchanges and are liquid.
Upstate Advisors, Inc. prepares your quarterly report once they receive the statement from your custodian.
CLIENTS CHOOSE CUSTODIAN:
Each client selects the custodian they would like Upstate Advisors, Inc. to work with, and all trading activity will go through that custodian. Each investment portfolio always remains in the client’s name. Upstate Advisors, Inc. receives a signed limited trading authorization from each client.
In addition to quarterly reports, clients communicate directly with their investment manager by telephone, facsimile, e-mail or personal meeting.
Our computer equipment and software are compatible with online services provided by custodians. We endeavor to update our equipment and software to stay abreast of developments in technology to insure delivery and accuracy of information.
The portfolio managers at Upstate Advisors, Inc. remain receptive to suggestions from the client, their attorney, accountant and custodian. This flexibility ensures that each client will receive the additional benefit of a professional team approach with checks and balances.